In addition to public companies making filings with the U.S. Securities and Exchange Commission, directors, executive officers and shareholders with more than 5% of the publicly traded stock must make filings.
Applicants, including those based outside of the United States, must directly obtain notarization of their applications to become SEC filers.
This article looks at the new SEC rules and what that means for U.S. public companies.
On March 9 2022, the U.S. Securities and Exchange Commission proposed new and amended rules for public companies regarding cybersecurity risk management, strategy, governance, and incident reporting. This article gives an overview of what the proposed rules would require.
This article explores Nasdaq’s recent proposal to adopt new listing rules, requiring all companies listed on its U.S. exchange to publicly disclose diversity statistics regarding their board of directors.
